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2024 So Far – Recordkeeping Revamps and Regulatory Rigor

Solutions Review

Companies are now asked what they are doing to capture business correspondence through off-channel avenues, and whether they are actively monitoring for new communications platforms that may be available to advisers. In April the SEC imposed $200,000 in fines over marketing rule violations.

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Data Privacy Awareness Month 2024: Roundup of Expert Quotes

Solutions Review

We’ve seen US states such as California passing their own privacy laws and drafting detailed regulations on cybersecurity audits, risk assessments, and automated decision making privacy by design in practice a must-do to be able to effectively respond to the demands of augmented privacy regulatory frameworks.

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Data Privacy Day 2024: The Definitive Roundup of Expert Quotes

Solutions Review

We’ve seen US states such as California passing their own privacy laws and drafting detailed regulations on cybersecurity audits, risk assessments, and automated decision making privacy by design in practice a must-do to be able to effectively respond to the demands of augmented privacy regulatory frameworks.