2024 So Far – Recordkeeping Revamps and Regulatory Rigor
Solutions Review
AUGUST 1, 2024
MirrorWeb’s Harriet Christie offers insights on recordkeeping revamps and regulatory rigor with a look at 2024 so far. FINRA FINRA’s 2024 Regulatory Oversight Report provided new steps for firms to implement in their quest for compliance. The typical narrative is that as time passes, digital regulation becomes more stringent.
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